| Minimum Price Restriction · Sale Restriction | Shares may not be sold at a price lower than the minimum price authorized by the Board or a duly authorized committee thereof | | source ↗ |
| Aggregate Offering Cap · Issuance Limit | Aggregate offering price or number of Shares sold pursuant to this Agreement, the Barclays Agreement and the RBC Agreement shall not exceed 50,000,000 shares | | source ↗ |
| Single Agent Per Day Restriction · Sale Restriction | Only one of Agent, Barclays or RBC may sell shares on any single given day | | source ↗ |
| Aggregate Offering Cap · Issuance Limit | The aggregate number of Shares that may be sold collectively pursuant to this Agreement, the Barclays Agreement and the KeyBanc Agreement shall not exceed 50,000,000 | | source ↗ |
| Agent Compensation Cap · Fee Restriction | Up to 2% of the gross sales price of the Shares for amounts of Shares sold pursuant to this Agreement | | source ↗ |
| Single Agent Per Day Restriction · Sale Restriction | Any offer to sell, solicitation of an offer to buy, or sales of Common Stock pursuant to this Agreement shall only be effected by or through only one of Agent, Barclays or KeyBanc on any single given day | | source ↗ |
| Material Non-Public Information Blackout · Trading Restriction | No sales shall take place during any period in which the Company is in possession of material non-public information | | source ↗ |
| Agent Counsel Fee Cap · Expense Limitation | Reasonable fees and expenses of counsel shall not exceed $50,000 for initial preparation and $15,000 on a quarterly basis thereafter | | source ↗ |
| Regulated Investment Company Maintenance · Compliance Covenant | Company will use its best efforts to maintain its qualification as a regulated investment company under Subchapter M of the Code | | source ↗ |
| No Price Stabilization or Manipulation · Compliance Covenant | Company will not take any action designed to or that might cause stabilization or manipulation of the price of any security | | source ↗ |
| Material Non-Public Information Blackout · Trading Restriction | No sales shall take place during any period in which the Company is in possession of material non-public information | | source ↗ |
| Agent Compensation Cap · Fee Restriction | Compensation payable to Agent shall be equal to up to 2% of the gross sales price of the Shares | | source ↗ |
| Agent Counsel Fees Cap · Expense Restriction | Reasonable fees and expenses of counsel shall not exceed $50,000 for initial preparation and $15,000 per quarter thereafter | | source ↗ |
| Exclusivity - No Other ATM Agreements · Exclusivity | During the term of the Agreement, the Company will not enter into another At the Market Offering program with any other party other than Agent, Barclays, and RBC | | source ↗ |
| BDC and Regulated Investment Company Qualification · Operational Covenant | Company will use its best efforts to maintain its qualification as a regulated investment company under Subchapter M of the Code | | source ↗ |